Compliance Operations Analyst I

• Audit Coordination.
• Coordinates Compliance Operations activities for internal and external audits, including requests, documentation, evidence, deadlines, and follow-up.
• Maintains audit records and tracking mechanisms to support timely completion of audit activities.
• Tracks audit findings and related remediation activities through closure.
• Regulatory and Compliance Program Coordination
• Coordinates and tracks regulatory submissions, requirements, and other assigned compliance program activities.
• Communicates deadlines, follows up with responsible areas, and maintains documentation of completion.
• Provides support for HPMS and other regulatory systems, access, submissions, and related activities.
• Compliance Reporting and Tracking
• Coordinates regulatory reporting activities with responsible business areas, including communicating and tracking applicable deadlines.
• Receives and tracks regulatory reports and supporting documentation and coordinates Compliance review and validation, as applicable.
• Tracks regulatory submissions through timely completion and maintains supporting records and documentation.
• Maintains reporting mechanisms to support Compliance Operations dashboards and governance reporting.
• Compliance Operations Program Support
• Maintains Compliance Operations tracking and reporting mechanisms across assigned activities.
• Compiles and summarizes compliance activity, status, trends, and outcomes for dashboards and governance reporting.
• Supports timely and accurate Compliance Operations and regulatory reporting.
• Perform all other miscellaneous responsibilities and duties as assigned or directed.
• Bachelor's degree; or an equivalent combination of education and experience.
• Familiarity with general compliance and ethics principles.
• Ability to work effectively in a regulated environment.

None flagged.