Job description

Opportunity in Financial Services Trust Compliance Officer, Premier Trust Location(s): 2270 Corporate Cir., Suite 200 Henderson, NV 8907 Role Type: Full time (5 Days Weekly in Office) Salary: $90,000 - $105,000 per year + annual bonus Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, experience, and education. Our competitive salaries are just one component of Osaic’s total compensation package. Additional benefits include: health, vision, dental insurance, 401k, vacation and sick time, volunteer days and much more.  To view more details of what you can look forward to, visit our careers page: careers.osaic.com Summary: We are seeking a detail-oriented and driven individual to join the Premier Trust team. The Compliance Officer is responsible for overseeing the compliance and risk management processes, ensuring the company adheres to relevant laws, regulations, and internal policies and procedures. They will work closely with the Director of Operations in leading the compliance team in assessing and mitigating the company’s financial and legal risks. Responsibilities: • Create and maintain policies and procedures • Assess, maintain and develop the compliance audit processes and internal controls • Point of contact for internal and external auditors • Research and stay current on regulatory changes and communicate important industry changes • Conduct periodic training with staff regarding regulatory requirements • Monitor potential legal matters • Perform personnel actions including but not limited to performance assessments, disciplinary actions, delegation of workload, and approving work schedules • Comply with Bank Secrecy Act (BSA), OFAC Anti-Money Laundering (AML), and compliance policies related to job duties • Maintain strict confidentiality of all records and data received Education Requirements: • Bachelor’s Degree preferred, High School Diploma (or equivalent) in combination with significant practical experience will be considered in lieu of degree. Minimum of high school diploma or equivalent is required. Basic Requirements: • Solid Trust knowledge • Knowledge of applicable trust laws and regulations • Strong analytical and problem-solving skills • Excellent communication and interpersonal skills • Detail-oriented with ability to manage complex data and documentation • 7+ years of experience in financial services Preferred Requirements: • Possession of a professional designation such as Certified Fiduciary & Investment Risk Specialist (CIFRS) • 5+ years of experience specific to Trust industry or in a compliance role Equal Opportunity Employer Osaic is an equal opportunity employer. We celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities (or the perception of a disability), genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law. Eligibility Applicants for employment in the US must have valid work authorization that does not now and/or will not in the future require sponsorship of a visa for employment authorization in the US by Osaic. Unqualified Applications Osaic does not consider applications from candidates who do not meet the minimum qualifications stated in the job posting. Recruiting Agencies Osaic only accepts candidates from contracted recruiting firms and only for searches approved prior to submissions. Fees will not be paid for unsolicited submissions.

Requirements

Must-haves

Opportunity in Financial Services
Trust Compliance Officer, Premier Trust
2270 Corporate Cir., Suite 200
Henderson, NV 8907
Full time (5 Days Weekly in Office)
Create and maintain policies and procedures
Assess, maintain and develop the compliance audit processes and internal controls
Point of contact for internal and external auditors
Research and stay current on regulatory changes and communicate important industry changes
Conduct periodic training with staff regarding regulatory requirements
Monitor potential legal matters
Perform personnel actions including but not limited to performance assessments, disciplinary actions, delegation of workload, and approving work schedules
Comply with Bank Secrecy Act (BSA), OFAC Anti-Money Laundering (AML), and compliance policies related to job duties
Maintain strict confidentiality of all records and data received
Solid Trust knowledge
Knowledge of applicable trust laws and regulations
Strong analytical and problem-solving skills
Excellent communication and interpersonal skills
Detail-oriented with ability to manage complex data and documentation
7+ years of experience in financial services
5+ years of experience specific to Trust industry or in a compliance role

Nice-to-haves

Bachelor’s Degree preferred, High School Diploma (or equivalent) in combination with significant practical experience will be considered in lieu of degree. Minimum of high school diploma or equivalent is required.
Possession of a professional designation such as Certified Fiduciary & Investment Risk Specialist (CIFRS)

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Benefits

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Dental

Vision

401k