A global financial institution is seeking a Compliance professional to join its Monitoring & Testing function. This role will play a key part in evaluating and enhancing compliance oversight activities, assessing first-line risk and control programs, and supporting the execution of enterprise compliance coverage strategies across multiple business lines. The successful candidate will partner closely with Compliance, Risk, and business stakeholders to evaluate monitoring and testing programs, identify control gaps, challenge risk management practices, and help strengthen the overall compliance framework. This position offers broad exposure to wholesale banking, capital markets, and global regulatory compliance programs. RESPONSIBILITIES Compliance Monitoring & Oversight Support the development, implementation, and enhancement of compliance monitoring, testing, and oversight programs.Evaluate first-line risk and control activities to assess the effectiveness of monitoring routines, testing methodologies, and control execution.Review coverage of key regulatory risks and business activities to identify potential gaps and improvement opportunities.Assess the design and execution of monitoring programs against established standards, policies, and regulatory expectations. Risk Assessment & Challenge Provide effective challenge and feedback regarding control effectiveness, monitoring approaches, and risk mitigation activities.Identify deficiencies, control weaknesses, and process improvement opportunities.Partner with stakeholders to develop practical remediation strategies and strengthen compliance coverage.Support issue identification, tracking, escalation, and resolution efforts. Program Management & Governance Assist in maintaining procedures, methodologies, templates, and governance documentation supporting oversight activities.Monitor program effectiveness and provide reporting to stakeholders and senior management.Support the coordination of compliance coverage plans across business units and risk areas.Participate in governance forums, working groups, and strategic initiatives focused on compliance program enhancement. Testing & Special Projects Contribute to monitoring and testing engagements supporting broader compliance coverage objectives.Assist with reviews of business activities, regulatory obligations, and control frameworks.Support regulatory, audit, and internal review activities as needed.Participate in special projects involving compliance transformation, governance enhancements, and process improvements. QUALIFICATIONS QUALIFICATIONS Bachelor's degree or equivalent professional experience.5 7 years of experience within Compliance, Risk Management, Audit, Regulatory Oversight, Monitoring & Testing, or a related control function.Experience working within a broker-dealer, banking institution, regulatory agency, or other financial services organization.Strong understanding of compliance risk management principles, control frameworks, and monitoring methodologies.Excellent analytical, organizational, and problem-solving skills.Strong written and verbal communication abilities.Ability to manage multiple priorities and deliver results in a fast-paced environment. PREFERRED EXPERIENCE Experience within Monitoring & Testing, Compliance Assurance, Compliance Risk Assessment, Internal Audit, or Regulatory Examination functions.Knowledge of wholesale banking, capital markets, sales and trading, operations, and regulatory reporting activities.Familiarity with regulatory requirements applicable to large financial institutions.Experience evaluating control effectiveness and conducting risk-based reviews.J.D. Or other advanced professional designation.Strong proficiency with Excel, PowerPoint, SharePoint, and related reporting tools. What This Role Offers Broad exposure to enterprise compliance programs and regulatory risk management activities.Opportunity to influence compliance oversight and control effectiveness across multiple business lines.Significant interaction with Compliance, Risk, Audit, and business leadership teams.Involvement in strategic compliance initiatives, governance programs, and risk assessments.Collaborative environment with opportunities for professional growth and development.